EconDefense
Authority / instrument

Contracts & purchases

Find a route to research, prototype, test or commercialize a defense-relevant technology before choosing a production pathway.

5 records in this family–mechanism intersection. These editorial groups do not expand legal scope.

What this group is not: A contract or purchase tag is not general lending or equity authority; priorities, purchase commitments and financing-cost treatment remain distinct routes.

Basis: ACQ-35, ACQ-41, IND-01, IND-55

ACQ-01 · Research & experimentation

Conduct and purchase defense-relevant research and development

Conduct basic, applied and advanced research and development internally, through military departments, by contract, or by agreement with another federal agency.

What this is not / limit: Not authority to fund a project with no potential defense interest.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Authority holder

Secretary of Defense or Secretary of a military department

Eligibility gate

  • Research must be necessary to departmental R&D responsibilities and concern military needs or potential DoD interest.

Funding condition

  • Appropriate available RDT&E or other lawfully available funds; budget owner must document purpose, period and amount.

All recorded limits

  • Not authority to fund a project with no potential defense interest.
  • An interagency execution route does not transfer the partner agency’s distinct sovereign powers to DoD.
Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementRole recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-07 · Transition & scaling

Include bridge prototype or initial production units in a research contract

A competitively selected general-solicitation research contract may contain line items/options for development, demonstration, initial production or initial/additional items arising from its work.

What this is not / limit: Line item/option term not more than 2 years; statutory value limit $100m in FY2017 constant dollars.

Executing role: Warranted contracting officer and program manager

Authority holder

Secretary of Defense, Army, Navy or Air Force

Eligibility gate

  • Initial contract comes from competitive general-solicitation proposal selection.
  • Additional units must be minimum needed pending timely competitive follow-on.

Funding condition

  • Appropriate research or procurement funds according to work; value ceiling is not funding.

All recorded limits

  • Line item/option term not more than 2 years; statutory value limit $100m in FY2017 constant dollars.
  • Does not authorize indefinitely bypassing follow-on competition.
Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementRole recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-08 · Prizes & challenges

Award cash, noncash, contract or agreement prizes for defense innovation

Competitively reward research, technology, prototypes and transition-improving management practices; accept outside funds or nonmonetary prize contributions.

What this is not / limit: No special consideration for private donors; award above $20m as contract/agreement triggers 15-day post-award congressional notice.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Authority holder

Secretary of Defense acting through USD(R&E), USD(A&S), DIU Director and Service acquisition executives

Eligibility gate

  • Widely advertised competitive process; achievement must meet statutory defense/transition purpose.

Funding condition

  • Appropriations or funds/items lawfully accepted from federal, state/local and private contributors.

All recorded limits

  • USD(R&E) approval above $20m total prize fair value, $2m cash, or $20k solely nonmonetary prize.
  • No special consideration for private donors; award above $20m as contract/agreement triggers 15-day post-award congressional notice.
Contracts & purchasesPrizes
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementRole recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-18 · Transition & scaling

Purchase SBIR/STTR-derived technology through Phase III awards

Make follow-on awards, including qualifying sole-source awards, for development, testing, production or services derived from prior SBIR/STTR work using non-SBIR/STTR funding.

What this is not / limit: Phase III is not funded from Phase I/II set-aside; not a blanket sole-source award for unrelated offerings.

Executing role: Warranted contracting officer and program manager

Authority holder

Federal acquiring agency; DoD contracting/award officials and acquisition customers

Eligibility gate

  • Demonstrable connection to SBIR/STTR-funded technology and award recipient.
  • Prior program competition and Phase III statutory rules; assess ownership/data rights and commercialization readiness.

Funding condition

  • Acquisition customer supplies appropriate non-SBIR/STTR funds; no separate Phase III funding entitlement.

All recorded limits

  • Phase III is not funded from Phase I/II set-aside; not a blanket sole-source award for unrelated offerings.
  • Statutory preference is to greatest extent practicable, with reporting/appeal safeguards.
Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementRole recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-54 · Research financial assistance

Reimburse contractor independent R&D through allowable contract costs

Treat qualifying independent research and development as allowable indirect expense under defense contracts while preserving statutory contractor independence in technology selection.

What this is not / limit: Not a stand-alone R&D grant, reimbursement entitlement for every expense, or authority to direct all private research.

Executing role: Warranted contracting officer and program manager

Authority holder

Secretary of Defense establishes payment rules; contracting and audit officials apply them

Eligibility gate

  • Costs genuinely constitute independent R&D and must be reported separately from other allowable indirect costs.
  • Contract pricing, allocation and allowability rules remain applicable.

Funding condition

  • Recovery through applicable defense-contract indirect costs, not a new appropriation or loan.

All recorded limits

  • Not a stand-alone R&D grant, reimbursement entitlement for every expense, or authority to direct all private research.
  • Contractor independence protected where statutory chief-executive determination concerning future defense needs is satisfied.
Contracts & purchasesFunds & shared services
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementRole recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

Public evidence describes the institution and instrument; it is not approval of an individual transaction.